Broker Check
2024 Compliance Calendar + Updates

2024 Compliance Calendar + Updates

January 12, 2024

Compliance Deadlines and Reminders: Q1 2024


Stay ahead of deadlines with help from our annual Compliance Calendar.

Download the calendar 

Plan Sponsor Guide - 2024 Compliance Calendar from Encompass Wealth Advisers

If you have any questions about deadlines or the information requested, please contact us to review today!


Sheldon Nix | Financial Planner | WMCP®, RICP®  | Email: Sheldon.Nix@AdvisorFocus.com | Phone: 916-861-0050 ext 231

Christopher Bozzuto | Financial Advisor | CFP® | Email: Chris.Bozzuto@AdviserFocus.com | Phone: 916-277-9039


Encompass Wealth Advisers is not a division of Mutual of Omaha Insurance Company. Securities offered through Mutual of Omaha Investor Services, Inc., a Registered Broker/Dealer, Member FINRA/SIPC. Encompass Wealth Advisers, Inc. and Mutual of Omaha Investor Services are not affiliated. Advisory services offered through Mutual of Omaha Investor Services, Inc., an SEC Registered Investment Advisory Firm. Trading instructions sent via e-mail will not be honored. Please contact my office at (800) 350-4656 or Mutual of Omaha Investor Services, Inc. at (800) 228-2499 for all buy or sell orders. Please note that communications regarding trades in your account are for informational purposes only. You should continue to rely on confirmations and statements received from the custodian(s) of your assets.